CPT Courses > 2017
 
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2017-08-22

"Cybersecurity Baseline Requirements"
Mr Steve Poon, Associate Director and Ms Eman Wong, Assistant Manager, Intermediaries Supervision, Intermediaries of SFC

 

"Cybersecurity Solutions for Brokerage"
Mr Eddy Wong, Head of Business Development, Infocast Limited

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2017-07-31

"HKEX FIC product briefing and latest development"
Mr Dennis Mok, Assistant Vice President, FIC Product Development, Market Development, HKEx

 

"Introduction of gold futures"
Mr Edward Sit, Vice President, Commodities, Derivatives & LME Marketing, Market Development, HKEx

 

"Introduction of HKEX index futures"
Mr Justyn Ip, Assistant Vice President, Equities Product Development, HKEx

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2017-06-27

"Sharing of On-site Inspection Observations – Deficiencies and
  Inadequacies as Detected from the Anti-Money Laundering and
 Counter-Terrorist Financing Systems"
Mr Ivan Wan, Senior Manager and Ms Sharon Wong, Manager, Intermediaries Supervision, Intermediaries of SFC

 

"Briefing on AML/CFT"
Mr Vincent Tang, Director and Mr Justin Lam, Manager, Ernst & Young Advisory Services Limited

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2017-05-22

"Technology Voucher Programme (TVP) Briefing"
Mr Colin Lee, Senior Manager (Innovation and Technology Fund), ITC

 

"TVP Applications for Hong Kong Securities Industry"
Ms Connie Chan, Project Director of Ringus Solution Enterprise Limited

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2017-03-21

"Manager-In-Charge Measures"
Mr Wilson Lo, Director, Ms Judith Yuen, Associate Director
and Ms Karen Hui, Manager, Licensing, Intermediaries, SFC

 

"Stepping Up Cybersecurity Protections"
Mr Steve Poon, Associate Director and Mr Renatus Kuk, Manager, Intermediaries Supervision, Intermediaries, SFC

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2017-02-22

"Wealth Management for a Digital World"
Mr Dominic Chan, Senior Executive - Strategic Partnerships of Quantifeed

 

"Circular on Algorithmic Trading"
Ms Joanne Li, Director and Ms Joannie Leong, Senior Manager, Intermediaries Supervision, Intermediaries of SFC
 

"FAQs on Suitability Obligations"
Ms Linda Yiu, Director and Ms Grace Yeung, Senior Manager, Intermediaries Supervision, Intermediaries of SFC

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2017-01-17

"An Outlook of Macro Factors & HK Stock Market for 2017"
Mr Peter Pak, Executive Director, BOCI Securities and Director of Hong Kong Securities Association

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